Brokerage Operations Manager - Saudi
Manages near-real-time margin and options risk, exception reporting, regulatory processes, fraud alerts, and operational improvements. Requires at least three years of brokerage operations experience and Series 7 and 63 licenses.
About the job
Responsibilities
- Monitor customer activity in near-real time to manage trading exposure in margin and options.
- Review daily reporting and take appropriate action on exceptions.
- Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
- Perform option expiration processes and risk mitigation.
- Provide customer-service-focused support.
- Drive process improvements and efficiencies.
- Review fraud alerts daily.
- Perform ad hoc duties and projects as assigned.
Requirements
- Series 7 and Series 63 required; Series 4 preferred, or ability to obtain it within three months of employment.
- 3+ years of brokerage operations experience.
- Strong attention to detail, accuracy, and reliability, with the ability to thrive in a fast-paced environment.
- Experience with FINRA, OCC regulations, and related systems.
- Ability to work effectively and supportively within a team and independently.
- Ability to adapt to a changing business and regulatory environment.
- Willingness to take ownership of new responsibilities.
Compensation and Benefits
- Competitive salary and stock options.
- Health benefits.
- One-time USD $500 new-hire home-office setup allowance.
- USD $150 per month stipend via a Brex Card.
Skills
Brokerage Operations, Margin Trading, Options Trading, Series 7, Series 63, Series 4, Finra, Occ Regulations, Federal Reserve Regulation T, Fraud Monitoring
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