Risk & Monitoring Analyst IV
Owns quality assurance reviews of transaction monitoring investigations within a regulated AML/CFT program. The role analyzes quality trends, leads calibration and training, presents compliance metrics, and recommends process improvements while requiring substantial financial crime and AML experience.
About the job
Responsibilities
- Review TMS cases against established QA rubrics, including core sampling for regulatory filings (SARs) and risk-based sampling across priority compliance areas.
- Lead calibration sessions, office hours, and structured analyst support to drive consistency and deepen understanding of complex procedural requirements.
- Conduct root cause analysis on thematic quality issues and translate findings into actionable recommendations for process, training, and procedural updates.
- Partner with second line of defense stakeholders and deliver timely, well-supported responses to review and audit findings.
- Build and present weekly metrics, dashboards, and trend analyses that highlight risks, performance themes, and improvement opportunities to senior stakeholders.
- Train new joiners, validate practice cases, and provide structured feedback to accelerate analyst readiness and quality performance.
- Use generative AI responsibly, maintaining human oversight to deliver business-ready outputs and improve workflow efficiency, cost, and quality.
Requirements
- 6+ years of experience in quality assurance, quality control, audit, or financial crime investigations within a regulated financial services environment.
- Working knowledge of BSA/AML laws, regulations, and requirements, with the ability to apply risk-based judgment when reviewing complex investigations.
- ACAMS certification or an equivalent AML qualification.
- Experience producing compliance metrics, dashboards, and performance reporting for operational and compliance stakeholders.
- Proficiency with Google Sheets, Excel, Google Slides, or PowerPoint.
- Experience presenting QA findings, root cause analyses, and procedural recommendations to senior compliance and operations leaders across multiple regions.
Compensation and Benefits
- Annual base salary: €67,000–€67,000 EUR.
- Total compensation may also include equity and bonus eligibility.
- Benefits include medical, dental, and vision coverage.
Skills
Bsa/Aml, Acams, Financial Crime Investigations, Quality Assurance, Quality Control, Audit, Sars, Root Cause Analysis, Compliance Metrics, Dashboards, Google Sheets, Excel, Google Slides, PowerPoint, Generative AI
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