AI Compliance Strategy Associate
The Associate will help financial services customers design and operationalize AI risk evaluations and guardrails, translating regulations into practical controls while coordinating product strategy, quality assurance, roadmap tracking, and industry engagement. The role requires 3–6 years of strategy, risk, or product experience and strong stakeholder communication.
About the job
Responsibilities
Engage Customers
- Advise prospective and current financial services customers on best practices for deploying AI controls to mitigate legal, compliance, and reputational risk.
- Run workshops to help stakeholder groups operationalize AI controls and facilitate compliance.
- Learn each organization's regulatory, jurisdictional, and compliance requirements to help design effective deployments.
Research and Develop Guardrails
- Identify relevant laws, rules, and regulations to inform global guardrail strategy.
- Design, document, and test guardrails, and oversee their production deployment.
- Establish a QA process for guardrail annotation, review, and validation.
- Support marketing collateral for guardrail handover to customers.
Develop the Guardrail User Experience
- Partner with product and technology teams to enhance guardrail creation and usability, including UI, reporting, and user guides.
Oversee Roundtables and Engagement Initiatives
- Design and execute open and closed-door roundtables among AI leaders across financial services and government.
- Identify lead participants, guests, and topics to deepen market engagement with existing and new customers.
Own the Compliance Strategy Roadmap
- Partner with company leaders to set and track roadmap objectives, OKRs, and KRIs.
- Report on key milestones and maintain the plan.
Requirements
- 3–6 years of experience in strategy consulting, risk management, product strategy, or a related field.
- Familiarity with AI governance concepts and best practices.
- Strong research and analytical skills.
- Familiarity with financial services risk management structures and processes.
- Familiarity with process, risk, and controls processes and procedures.
- Excellent written and verbal communication skills, with experience producing polished client-facing materials.
- Program management experience, including the ability to manage multiple work streams, track milestones, and report on progress.
- Comfortable engaging with senior stakeholders across domains and geographies.
- Demonstrated ability to manage ambiguity and drive projects from research through execution.
- Comfortable working both remotely and in person.
- Willingness to travel for business, estimated at 30%.
Nice-to-Haves
- Experience with AI governance technical controls.
- Familiarity with enterprise AI observability, monitoring, or security workflows.
- Experience supporting policy engagement, roundtables, or industry events.
Skills
Ai Governance, Risk Management, Compliance, Regulatory Research, Ai Guardrails, Quality Assurance, Financial Services, Program Management, Product Strategy, Ai Observability, Ai Monitoring, Ai Security, Okrs, Kris, Stakeholder Management
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