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Paralegal, Corporate and Compliance

Supports corporate governance, public company compliance including SEC filings and Section 16 reports, share management, and ethics programs for Spotify's legal team. Requires 3+ years in securities/compliance, bachelor's degree, and strong organizational skills.

New York, NYLegalHybrid3+ YOE

About the role

What You'll Do

  • Support Spotify’s corporate governance and compliance work by helping manage key processes, disclosures, filings, and day-to-day coordination across internal and external stakeholders.
  • Assist with public company compliance matters, including insider trading compliance program administration and SEC filings, such as Section 16 reports for insider transactions.
  • Manage share-related matters by partnering closely with Spotify’s transfer agent, equity plan broker, and other internal and external stakeholders.
  • Support corporate governance processes, including board and committee materials, questionnaires, and information requests.
  • Provide project management support for compliance and governance matters, including overseeing incoming compliance matters and ensuring follow-through with stakeholders and assisting with trainings and other program-related activities.
  • Track ESG-related legal and regulatory developments and keep stakeholders updated on applicable requirements.
  • Support the administration of Spotify’s global sanctions compliance program, including screening processes, escalations, and coordination with cross-functional stakeholders.
  • Assist in the development, rollout, and tracking of ethics & compliance trainings, including maintaining training records and supporting ongoing program improvements.
  • Help manage and maintain internal ethics & compliance policies and procedures, including updates, communications, and governance processes.

Who You Are

  • 3+ years of experience supporting public company securities and/or compliance matters in a law firm or in-house environment. Experience with Section 16 reporting is preferred.
  • Bachelor’s degree or equivalent practical experience.
  • Clear verbal and written communication skills and strong organizational skills, with an exceptional attention to detail.
  • Strong judgment and discretion when handling sensitive and confidential information.
  • Ability to manage multiple priorities and deadlines in a fast-paced, evolving environment. Take initiative, anticipate needs, and deliver creative solutions with proven problem-solving skills.
  • Work well as part of a team, both with legal and non-legal stakeholders, and have an absolute commitment to professionalism and collegiality.
  • Comfortable working with tools like Google Workspace, Microsoft Office, and Adobe Acrobat, and can quickly learn new systems.
  • Some familiarity with AI-powered tools and a willingness to leverage them to improve efficiency, streamline workflows, and support day-to-day legal and compliance operations.

Skills

Sec FilingsSection 16 ReportingCorporate GovernanceCompliance ProgramsGoogle WorkspaceMicrosoft OfficeAdobe AcrobatAI ToolsEsg RegulationsSanctions Compliance

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