Regulatory Compliance Manager - Capital Markets

Responsibilities

• Drive end-to-end project management for the Capital Markets Services (CMS) license application workstream, including action logs, dependencies, blockers, and deliverables.
• Prepare regulatory submissions, governance materials, and supporting documentation for the CMS application, and coordinate responses to MAS follow-up queries.
• Draft and maintain Singapore-specific compliance policies, procedures, control descriptions, and governance documentation aligned with MAS and SFA requirements.
• Strengthen the AML/CFT, sanctions, and regulatory compliance framework in line with applicable MAS rules, notices, and guidelines.
• Prepare governance decks, risk assessments, gap analyses, and regulatory briefing papers for senior management, the Board, auditors, and regulators.
• Track regulatory commitments, licensing conditions, and remediation actions from reviews, audits, and regulatory feedback.
• Support regulatory inspections and information requests by organizing documentation, validating evidence, and preparing responses.
• Lead compliance training and awareness initiatives.

Requirements

• 10+ years of regulatory compliance and financial crime compliance experience at a MAS SFA-regulated Singapore entity.
• Experience supporting regulatory license applications, major regulatory change programs, or supervisory engagements in Singapore.
• Strong knowledge of the MAS Securities and Futures Act and related rules, regulations, notices, and circulars.
• Experience drafting compliance policies, procedures, regulatory submissions, governance papers, and formal compliance documentation.
• Strong program management skills and ability to manage multiple workstreams, stakeholders, and deadlines independently.
• Ability to synthesize complex regulatory issues into clear written analysis and actionable recommendations.
• Cross-functional collaboration experience across Compliance, Legal, Product, Operations, and Risk.
• Excellent written and verbal communication skills and strong attention to detail.
• Bachelor's degree or equivalent practical experience in law, finance, business, or a related field.
• Responsible use of generative AI with human oversight.

Compensation

• Annual base salary: SGD 200,900.
• Total compensation may also include equity, bonus eligibility, and benefits.