Risk and Compliance Manager
Manages enterprise risk and regulatory compliance activities, including audits, examinations, governance, internal controls, risk assessments, and Board-level reporting. The role requires 3–5+ years of risk and compliance experience, with fintech or cannabis banking experience preferred.
About the job
Responsibilities
- Prepare for audits and maintain audit readiness; respond to audit requests.
- Support partner bank pass-through regulatory examinations and due diligence requests.
- Draft policies and procedures and build a centralized governance framework.
- Evaluate internal control effectiveness, suggest enhancements, and provide effective challenge.
- Manage enterprise training content and ensure timely completion.
- Monitor regulatory developments affecting the company, its subsidiaries, and partner banks.
- Develop Board-level reporting of KRIs, KPIs, and other metrics.
- Conduct enterprise risk assessments and gap analyses.
Requirements
- 3–5+ years of experience in a risk and compliance function in a high-growth environment.
- Experience in drafting and maintaining libraries of policies and procedures; experience building governance infrastructures is a plus.
- Experience with regulatory exam management and audits; experience managing exams and audits is a plus.
- Ability to identify relevant regulatory and industry changes and translate them into digestible, actionable guidance.
- Experience conducting gap analyses and risk assessments.
- Knowledge of KPIs, KRIs, and other reportable metrics; Board-level reporting experience is a plus.
- Fintech or cannabis banking experience is a plus.
- CRCM certification is a plus.
Compensation and Benefits
- Base salary range: $105,000–$130,000 USD.
- Flexible PTO.
- Stock option plan.
- 5 days of volunteer time off.
- Competitive compensation and 401(k).
- Medical, dental, and vision coverage.
- Commuter benefits through a flexible spending account.
Skills
Risk Management, Regulatory Compliance, Audit Management, Regulatory Examinations, Policies And Procedures, Governance Frameworks, Internal Controls, Risk Assessments, Gap Analysis, Key Risk Indicators, Key Performance Indicators, Board Reporting, Crcm
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