Supports investment advisory compliance program by managing regulatory filings, reviewing reports, administering Code of Ethics software, assisting with training, and serving on supervisory committees. Requires 2-5 years experience in compliance or investment management and a bachelor's degree.
100k – 105k/yr
Hybrid2+ YOELegal
About the role
Responsibilities
Manage the preparation of key regulatory filings (e.g., EU Short Reporting, Forms 13H and 13F, various CFTC and NFA filings, state "Blue Sky" filings and others).
Review critical reports that would indicate the need to make a regulatory filing.
Assist with the day-to-day administration of the firm's Code of Ethics software system for employee compliance, which includes personal trading by employees and other access persons, various periodic certifications by employees and other documentation, etc.
Assist with compliance training.
Operate as secretary for various supervisory committees.
Day-to-day point of contact for legal requests, owning intake triage, CLM operations, DocuSign management, entity maintenance, and metrics reporting. Requires 2-8 years in legal operations or contracts management with hands-on system experience.
100k – 160k/yr
On-site2+ YOELegal
Compliance
KalshiNew York, NY
Supports compliance operations for a prediction market platform, drafting policies, administering GRC platform like Vanta, preparing for CFTC exams, and partnering cross-functionally on regulatory matters. Requires 2-4 years compliance experience, ideally in fintech, and familiarity with CFTC entities.
100k – 130k/yr
On-site2+ YOELegal
Contracts Specialist
Luma AIRedwood City, CA
Builds and optimizes contract lifecycle management processes using Ironclad at an AI company, handling administration, audits, reporting, and cross-functional coordination to accelerate business operations. Requires 2+ years experience and hands-on Ironclad expertise.
99k – 123k/yr
Hybrid2+ YOELegal
Contracts Coordinator
CrusoeSan Francisco, CA
Support Crusoe's General Counsel office by managing intake, review, and execution of real estate and energy contracts for data center development. Requires 1-3 years of contract management experience and strong organizational skills.
111k – 135k/yr
On-site1+ YOELegal
Team Attorney, Subrogation
MachinifyUnited States
Provide legal support, review, and training to a healthcare subrogation recovery team. Advise on legal issues, court decisions, statutes, and regulations. Requires JD, active law license, and preferably 1+ years in personal injury, criminal, or civil law.