Screening and TM Associate

Responsibilities

• Conducts independent investigations into transaction monitoring alerts, manual based investigations or screening alerts.
• Consistently monitor unusual transactions and high-risk customers in support of regulatory reporting obligations, such as filing Suspicious Activity Reports (SAR) and Sanctions screening alerts/escalations.
• Take ownership of the success of our internal controls, spot and scope opportunities for improvement.
• Sampling techniques and analytical methods in order to monitor new typologies and emerging risks.
• Support vendor integrations and address questions from L1 alert reviewers.

Requirements

• 2+ years of experience across a variety of financial risk operations (AML, Sanctions, Bribery/Corruption, Due Diligence, etc).
• Knowledgeable about relevant US financial regulations authorities (ex: FinCEN, FINRA, OFAC, etc.).
• Technical aptitude in understanding complex money movement across payment methods and rails.
• Familiarity with interpreting and utilizing data analytics tools (SQL, Looker, Excel), including designing, debugging, and organizing data for a wide audience.
• Familiarity working with AI tools.
• Demonstrated ability to work as part of a cross-functional, multi-disciplinary team (Legal, Engineering, Product Management, Data) in designing operational work-streams and internal controls.
• Strong communication and interpersonal skills.
• English proficiency/fluency, both written and speaking.

Bonus Points

• CAMS Certified.
• Experience using various transaction monitoring systems.
• Insatiable curiosity.
• Eagerness to learn.
• Detail oriented.
• Desire to build.

Compensation

Expected salary range: $86,784 - $108,480. Starting base pay depends on location, skills, experience, market demands, and internal pay parity. Equity and other compensation may be provided.