Compliance Manager
Compliance Manager advising on information security, data sharing, vendor oversight, and regulatory matters for funding, lending, and card products. Lead remediation, build policies, and partner cross-functionally at a Series C fintech serving small businesses.
About the job
What You’ll Be Doing
- Advising business teams on compliance matters related to information security, data sharing, and vendor oversight
- Publishing written guidance to help teammates understand relevant subject matter
- Leading remediation efforts, determining root causes, and developing and testing corrective actions
- Coordinating with business teams to ensure partnerships and procurement align with requirements
- Building, designing, and improving compliance policies and processes
- Proactively advising on newly identified internal and external risks
- Partnering with product, finance, marketing, operations, and data teams to build operationally efficient and effective programs
What We’re Searching For
- 3+ years of experience in regulatory compliance, business banking, or commercial card
- Familiarity with vendor management, SOC1, SOC2, risk management and GRC processes and tools
- Experience designing and overseeing compliance processes
- Dynamic multi-tasker who can juggle multiple priorities and complexities
- Comfort working across various business units and levels
- Innovative problem solver
- Excellent communication skills, both written and verbal
We Prefer If You Have
- Familiarity with BSA/AML/OFAC/KYC, UDAP, Fair Lending/ECOA, or NACHA compliance
- Experience working with bank partners and/or banking regulators
- Background at a FinTech supporting B2B financial services products
- Investigating and remediating issues and complaints from customers
What We Offer
- Salary Range: $155k to $170k
- Equity grant
- Medical, dental & vision insurance
- Unlimited PTO
- Work from home flexibility
- Commuter benefits
- Free lunches
- Paid parental leave
- 401(k)
- Employee assistance program
Skills
Vendor Management, Soc 1, SOC 2, Risk Management, GRC, Bsa, AML, Ofac, Kyc, Udap, Fair Lending, Ecoa, Nacha
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