Compliance Manager advising on information security, data sharing, vendor oversight, and regulatory matters for funding, lending, and card products. Lead remediation, build policies, and partner cross-functionally at a Series C fintech serving small businesses.
155k – 170k/yr
Hybrid3+ YOEOther
About the role
What You’ll Be Doing
Advising business teams on compliance matters related to information security, data sharing, and vendor oversight
Publishing written guidance to help teammates understand relevant subject matter
Leading remediation efforts, determining root causes, and developing and testing corrective actions
Coordinating with business teams to ensure partnerships and procurement align with requirements
Building, designing, and improving compliance policies and processes
Proactively advising on newly identified internal and external risks
Partnering with product, finance, marketing, operations, and data teams to build operationally efficient and effective programs
What We’re Searching For
3+ years of experience in regulatory compliance, business banking, or commercial card
Familiarity with vendor management, SOC1, SOC2, risk management and GRC processes and tools
Experience designing and overseeing compliance processes
Dynamic multi-tasker who can juggle multiple priorities and complexities
Comfort working across various business units and levels
Innovative problem solver
Excellent communication skills, both written and verbal
We Prefer If You Have
Familiarity with BSA/AML/OFAC/KYC, UDAP, Fair Lending/ECOA, or NACHA compliance
Experience working with bank partners and/or banking regulators
Background at a FinTech supporting B2B financial services products
Investigating and remediating issues and complaints from customers
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