Director, Financial Crimes Compliance
Lead and scale Upstart’s enterprise BSA/AML/OFAC compliance program, overseeing risk assessments, KYC/CDD/EDD frameworks, regulatory exams, and board reporting for consumer deposit and lending products.
Provides legal support for capital markets transactions, corporate governance, board support, and securities compliance. Requires JD, state bar membership, and 4-7 years of corporate/securities experience at a top-tier law firm.
Compensation will be paid in the range of up to $204,000 -$255,000 + Bonus. Restricted Stock Units are included in all offers. Compensation to be determined by the applicants knowledge, education, and abilities, as well as internal equity and alignment with market data.
Lead and scale Upstart’s enterprise BSA/AML/OFAC compliance program, overseeing risk assessments, KYC/CDD/EDD frameworks, regulatory exams, and board reporting for consumer deposit and lending products.
Leads first-line compliance and controls for Upstart’s growth engine, overseeing acquisition channels, marketing programs, partner relationships, and product launches for regulatory and fair lending risk. Requires 7+ years in consumer lending compliance with deep knowledge of UDAAP, Reg B, CAN-SPAM, and TCPA.
Lead and scale the GRC program across SOC, PCI, HIPAA, and ISO frameworks. Own audit relationships, vendor risk management, policy development, and team building while partnering with Legal, Security, and business stakeholders.
The Director, AML/BSA Compliance will lead and enhance Current's Anti-Money Laundering and Bank Secrecy Act compliance program. This role involves overseeing policies, procedures, internal controls, and a team of subject matter experts, while advising leadership on regulatory requirements and new product development.
The Director, Assistant General Counsel, Corporate & Securities will lead U.S. securities law compliance, SEC reporting, corporate transactions, and corporate governance. This role requires 12+ years of experience and people leadership skills, partnering closely with various internal teams.