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Compliance Manager, Marketing

159k – 198kNew York, NYHybrid4+ YOE
Summary

Manages compliance reviews for high-volume marketing materials across channels, ensuring accuracy, substantiation, and adherence to regulations like UDAAP and FTC standards. Partners with Marketing, Legal, and Product teams in a fast-paced fintech environment, requiring 4-6 years of compliance experience in financial services.

About the role

Responsibilities

  • Review and approve marketing materials across channels (e.g., web, SEO, campaigns, email, product marketing, and promotional content) for compliance with internal policies and applicable regulations (e.g., UDAAP, FTC advertising standards)
  • Ensure marketing claims are accurate, substantiated, and appropriately disclosed, including validation of performance-related claims
  • Manage a high-volume intake of marketing reviews, including triaging requests, prioritizing based on risk, and meeting turnaround expectations in a fast-paced environment
  • Partner with Marketing, Product, and Legal teams to translate regulatory requirements into clear, actionable, and solutions-oriented guidance
  • Track, document, and maintain records of marketing reviews to support audit readiness and reporting expectations
  • Identify and escalate higher-risk or complex issues with clear recommendations to senior compliance leadership
  • Support and improve marketing compliance policies, procedures, training, and review workflows to increase efficiency and reduce rework
  • Take ownership of recurring issues or gaps and drive practical, scalable solutions, while supporting partner bank expectations, audits, and regulatory inquiries

Requirements

  • 4–6 years of experience in compliance, legal, risk, or a related function within banking, financial services, or fintech
  • Experience reviewing marketing materials or customer-facing content in a regulated environment
  • Working knowledge of key marketing and consumer protection regulations (e.g., UDAAP, FTC advertising rules; familiarity with Reg Z, CAN-SPAM, TCPA, or similar is a plus)
  • Strong attention to detail and ability to assess risk and apply regulatory requirements pragmatically
  • Clear and effective written and verbal communication skills, with the ability to provide concise, solutions-oriented feedback
  • Ability to manage multiple priorities and deadlines in a high-volume, fast-paced environment
  • Demonstrated ownership and strong problem-solving skills, with the ability to navigate ambiguity and improve processes
  • Collaborative, hands-on working style with a focus on execution and cross-functional partnership

Nice to have

  • Experience supporting or scaling a marketing compliance review program
  • Familiarity with fintech products across payments, card programs, and complex banking products
  • Experience working with partner banks or within a bank partnership model
  • Experience or familiarity with AI tools or AI-generated marketing content, including understanding associated compliance risks and review considerations

Compensation

Expected salary range: $159,000 - $198,000. Starting base pay depends on location, skills, experience, market demands, and internal pay parity. Equity and other compensation may be provided.

Skills
UDAAPFTC advertising rulesReg ZCAN-SPAMTCPAfintech compliancemarketing complianceconsumer protection regulationsrisk assessmentaudit readiness
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