Compliance Manager, Marketing
Manages compliance reviews for high-volume marketing materials across channels, ensuring accuracy, substantiation, and adherence to regulations like UDAAP and FTC standards. Partners with Marketing, Legal, and Product teams in a fast-paced fintech environment, requiring 4-6 years of compliance experience in financial services.
Responsibilities
- Review and approve marketing materials across channels (e.g., web, SEO, campaigns, email, product marketing, and promotional content) for compliance with internal policies and applicable regulations (e.g., UDAAP, FTC advertising standards)
- Ensure marketing claims are accurate, substantiated, and appropriately disclosed, including validation of performance-related claims
- Manage a high-volume intake of marketing reviews, including triaging requests, prioritizing based on risk, and meeting turnaround expectations in a fast-paced environment
- Partner with Marketing, Product, and Legal teams to translate regulatory requirements into clear, actionable, and solutions-oriented guidance
- Track, document, and maintain records of marketing reviews to support audit readiness and reporting expectations
- Identify and escalate higher-risk or complex issues with clear recommendations to senior compliance leadership
- Support and improve marketing compliance policies, procedures, training, and review workflows to increase efficiency and reduce rework
- Take ownership of recurring issues or gaps and drive practical, scalable solutions, while supporting partner bank expectations, audits, and regulatory inquiries
Requirements
- 4–6 years of experience in compliance, legal, risk, or a related function within banking, financial services, or fintech
- Experience reviewing marketing materials or customer-facing content in a regulated environment
- Working knowledge of key marketing and consumer protection regulations (e.g., UDAAP, FTC advertising rules; familiarity with Reg Z, CAN-SPAM, TCPA, or similar is a plus)
- Strong attention to detail and ability to assess risk and apply regulatory requirements pragmatically
- Clear and effective written and verbal communication skills, with the ability to provide concise, solutions-oriented feedback
- Ability to manage multiple priorities and deadlines in a high-volume, fast-paced environment
- Demonstrated ownership and strong problem-solving skills, with the ability to navigate ambiguity and improve processes
- Collaborative, hands-on working style with a focus on execution and cross-functional partnership
Nice to have
- Experience supporting or scaling a marketing compliance review program
- Familiarity with fintech products across payments, card programs, and complex banking products
- Experience working with partner banks or within a bank partnership model
- Experience or familiarity with AI tools or AI-generated marketing content, including understanding associated compliance risks and review considerations
Compensation
Expected salary range: $159,000 - $198,000. Starting base pay depends on location, skills, experience, market demands, and internal pay parity. Equity and other compensation may be provided.
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