Director

Responsibilities

• Assess the credit and financial strength of the firm's prospective counterparties by performing fundamental credit analysis using both quantitative and qualitative factors.
• Monitor credit risk exposures across our client base on a daily basis. Perform exposure analysis regularly in order to assess portfolio concentrations or trends.
• Recommend and communicate credit exposure appetite across trading products utilizing internal policies and methodologies.
• Serve as the liaison for regulatory examinations, audits, and inquiries — including interactions with the SEC, FINRA, and other relevant regulators — preparing documentation, responding to findings, and ensuring timely remediation.
• Collaborate with Sales & Trading, Legal, Operations and Compliance departments for client due diligence meetings, legal negotiations for traded products and team efficiency projects.

Requirements

• Bachelor’s degree in finance, economics or any other quantitative fields. Master’s degree or CFA is a plus.
• Minimum of 8-10 years of experience in credit risk management at a prime brokerage, broker-dealer or investment bank.
• Proven experience interfacing directly with regulators (SEC, FINRA) and external auditors — including leading exam responses and managing audit deliverables.
• Deep expertise in counterparty credit risk across prime brokerage products including securities financing, margin lending, derivatives, cleared products, and digital assets.
• Strong executive presence with the ability to communicate complex risk issues clearly and credibly to senior leadership, clients, and external stakeholders.

Compensation and Benefits

• Base Salary Range: $180,000 - $250,000 (Base Salary only; does not include bonuses or equity).
• Competitive compensation packages, company equity, 401k matching, gender neutral parental leave, and full medical, dental and vision insurance.
• In-office benefits include lunch stipends, fully stocked kitchens, happy hours, a great location, and amazing views.