General Counsel
McLean, VAOnsite12+ YOE
Summary
Leads legal strategy, oversees corporate governance, regulatory compliance in FinTech/wealth management, and advises executives/Board. Requires JD, 12+ years experience including in-house FinTech, SEC/FINRA knowledge.
About the role
Responsibilities
- Serve as the company’s primary legal advisor, providing counsel to executive leadership and the Board of Directors on legal, governance, and risk matters.
- Build and lead the legal function, establishing scalable processes and frameworks to support Range’s continued growth.
- Oversee corporate legal matters including governance, entity structure, board support, and corporate record management.
- Provide legal guidance on financial services regulatory matters, partnering closely with compliance leadership.
- Support product and engineering teams to ensure new financial products and platform capabilities align with applicable legal and regulatory requirements.
- Lead legal support for corporate transactions including fundraising, strategic partnerships, and potential M&A activity.
- Draft, negotiate, and manage commercial agreements including vendor contracts, partnerships, and technology agreements.
- Manage legal risks related to data privacy, cybersecurity, AI usage, and financial data governance.
- Develop and maintain company-wide legal policies, governance standards, and internal controls.
- Manage external counsel relationships and legal budgets.
- Partner with the People/HR team on employment-related legal matters including employee relations, workplace policies, investigations, and compliance with federal and state employment laws.
- Partner cross-functionally with product, finance, operations, engineering, and compliance teams to support strategic initiatives.
Requirements
- JD from an accredited law school and active membership in at least one U.S. state bar.
- 12+ years of legal experience, including time in-house at a technology company, financial services firm, or FinTech organization.
- FinTech experience strongly preferred, particularly within digital wealth management or financial platforms.
- Experience supporting or advising businesses operating under Registered Investment Adviser (RIA) and/or broker-dealer regulatory frameworks.
- Strong understanding of financial regulatory environments including SEC and FINRA.
- Experience advising executive leadership and boards on corporate governance, regulatory strategy, and enterprise risk.
- Background negotiating complex commercial agreements and strategic partnerships.
- Familiarity with legal considerations related to data privacy, cybersecurity, and emerging AI technologies.
- Ability to operate effectively in a fast-paced startup environment with strong business judgment.
- Excellent communication skills with the ability to translate complex legal issues into clear business guidance.
Skills
SECFINRARIAData PrivacyCybersecurityAI RegulationsCorporate GovernanceCommercial ContractsRegulatory ComplianceFinTech Regulations