AML Compliance Officer

Responsibilities

• Develop, implement, and maintain AML/CTF policies, procedures, and internal controls for both the DCM and DCO, ensuring compliance with CFTC, FinCEN, and other relevant regulations.
• Conduct periodic risk assessments to identify, assess, and mitigate potential money laundering or terrorist financing risks.
• Oversee transaction monitoring, suspicious activity detection, reporting, and proper documentation and retention of AML-related records.
• Manage the KYC process and enhanced due diligence for high-risk participants, monitoring ongoing customer activity for unusual or suspicious behavior.
• Develop and deliver AML/CTF training programs and promote a culture of compliance across the organization.
• Serve as the primary point of contact for AML inquiries from regulators and law enforcement, and coordinate regulatory examinations and audits.
• Stay current on regulatory changes and recommend updates to AML policies and procedures as required.

Requirements

• Bachelor's degree in Finance, Law, Business, or related field; advanced degree preferred.
• 2+ years of AML/CTF experience in financial services, with exposure to derivatives, futures, or commodities markets.
• Knowledge of CFTC rules and regulations applicable to DCMs and DCOs.
• Strong understanding of the Bank Secrecy Act, FinCEN requirements, and U.S. AML regulatory framework.
• Experience with AML transaction monitoring systems and KYC/CDD processes.
• Excellent analytical, investigative, and problem-solving skills.
• Strong communication skills, with the ability to interact effectively with regulators, senior management, and operational teams.

Benefits

• Competitive salary & equity.
• Unlimited PTO, Health, Vision, & Dental coverage.
• 401k match.
• Hardware setup — new MacBook Pro, big display, & accessories.