# Senior Trading Associate
**Company:** [Farther Finance](https://hotfix.jobs/companies/farther-finance)
**Location:** New York, NY
**Experience:** 4+ years
**Skills:** Excel, Schwab, Fidelity, Pershing, Apex, Trade Execution, Order Management, Reconciliation, Portfolio Rebalancing, Finra, Sec
**Posted:** 2026-03-18
> Oversees full trade lifecycle in wealth management, executing trades across platforms, ensuring compliance, and managing reconciliations for equities, ETFs, and fixed income. Requires 4+ years in trading operations and experience with custodial platforms like Schwab and Fidelity.
## Job Description
## Responsibilities

- Execute and manage trades across RIA advisory accounts and advisory platforms, ensuring accurate order entry, allocation, and settlement.
- Oversee the end-to-end trade lifecycle, including order management, trade confirmation, allocation, and post-trade reconciliation across equities, ETFs, mutual funds, and fixed income.
- Monitor trading activity to identify exceptions, discrepancies, or settlement breaks, and lead investigations through resolution.
- Partner with Compliance and Operations leadership to ensure adherence to FINRA, SEC, and firm trading policies.
- Support trade execution for advisors during large asset transitions, portfolio restructures, and client-driven trade activity, including portfolio rebalancing and model implementation.
- Identify opportunities to streamline trading workflows and reduce manual operational risk; partner with technology and operations teams to enhance trading systems and automation capabilities.
- Contribute to the design and documentation of scalable trading procedures and operational playbooks as the firm grows.

## Requirements

- Bachelor's degree in Finance, Economics, Business, or a related field.
- **4+ years** of experience in trading operations, investment operations, or trade execution within wealth management, asset management, or broker-dealer environments.
- Strong understanding of trade execution workflows, order management systems, settlement and reconciliation processes, and portfolio rebalancing mechanics.
- Experience with custodial trading platforms (**Schwab**, **Fidelity**, **Pershing**, **Apex**, etc.) and advanced proficiency in **Excel** and data analysis.
- Demonstrated ability to operate in high-volume trading environments with exceptional accuracy, a risk-aware mindset, and comfort with technology-driven workflows.

## Nice-to-Haves

- Experience supporting both RIA trading environments and broker-dealer platforms.
- Active or interest in obtaining **Series 7** and **Series 63**.
- Background in fast-growth fintech or technology-enabled wealth firms.
- Exposure to trading automation, process improvement, or system implementations.

## Compensation & Benefits

- Competitive comp package that rewards impact.
- Full health benefits + **401(k)** matching & Roth IRA options.
- Unlimited PTO.
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