# Manager, Compliance - Control Room
**Company:** [The Voleon Group](https://hotfix.jobs/companies/voleon)
**Location:** New York, NY, Berkeley, CA
**Salary:** $160K-$190K
**Experience:** 8+ years
**Skills:** Sec Rules, Finra Rules, Cftc Rules, Algorithmic Trading, Trading Compliance, Equities, Options, Futures, Fx, Investment Advisers Act, Securities Exchange Act, Commodity Exchange Act
**Posted:** 2026-04-28
> Manages compliance control room team to monitor quantitative trading strategies in real-time, resolve anomalies, ensure regulatory compliance across asset classes, and lead cross-functional projects reporting to Global CCO. Requires 8-12+ years in trading/operations/compliance and 2+ years management experience.
## Job Description
## Responsibilities
- Draft and maintain appropriate policies and procedures for our real time and near real time compliance monitoring program
- Ensure all trading related issues are appropriately escalated, documented, and dispositioned
- Develop key performance indicators and regular reporting on the control room function to the Global CCO and other senior executives
- Lead cross-functional projects and drive execution across multiple departments
- Manage and develop a high-performing team, overseeing hiring, training, workload allocation, and day-to-day leadership
- Build out a suite of monitoring reports that actively reviews algorithmic trading for anomalies and suspected breach of SEC, FINRA and CFTC rules
- Develop a case management protocol for follow up on suspected anomalies and potential rule violations
- Supervise the work of junior compliance analysts who prepare trading related regulatory filings
- Work with the Global Chief Compliance Officer to manage interactions with US and overseas regulators
- Document trade errors and work with trading and operations teams to ensure that repeat errors with the same criteria do not occur

## Requirements
- 8-12+ years in a trading, operations, or compliance role at a large financial industry firm (e.g., hedge fund, investment adviser, broker-dealer)
- 2+ years in a management position, overseeing multiple direct reports of varying seniority
- Experience communicating effectively across compliance, finance, legal, operations, and senior leadership
- Deep understanding of trading mechanics in multiple asset classes (e.g., equities, options, futures, FX)
- Familiarity with financial industry rules, like trade reporting and the anti-fraud provisions of various federal rules (e.g., Investment Advisers Act of 1940, Securities Exchange Act of 1934, Commodity Exchange Act)
- Bachelor’s degree required
**Apply:** https://hotfix.jobs/jobs/manager-compliance-control-room-at-voleon-0aceecc7-d4f6-4eb0-bf44-25b6e67e1f7f
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