# Compliance Operations Associate
**Company:** [The Voleon Group](https://hotfix.jobs/companies/voleon)
**Location:** Berkeley, CA
**Salary:** $100K-$105K
**Experience:** 2+ years
**Skills:** Sec Regulations, Cftc Regulations, Nfa Compliance, Code Of Ethics Software, Regulatory Filings, Compliance Training, Investment Adviser Compliance, Blue Sky Filings, Form 13F, Form 13H
**Posted:** 2026-05-06
> Supports investment advisory compliance program by managing regulatory filings, reviewing reports, administering Code of Ethics software, assisting with training, and serving on supervisory committees. Requires 2-5 years experience in compliance or investment management and a bachelor's degree.
## Job Description
## Responsibilities
- Manage the preparation of key regulatory filings (e.g., EU Short Reporting, Forms 13H and 13F, various CFTC and NFA filings, state "Blue Sky" filings and others).
- Review critical reports that would indicate the need to make a regulatory filing.
- Assist with the day-to-day administration of the firm's Code of Ethics software system for employee compliance, which includes personal trading by employees and other access persons, various periodic certifications by employees and other documentation, etc.
- Assist with compliance training.
- Operate as secretary for various supervisory committees.
**Apply:** https://hotfix.jobs/jobs/compliance-operations-associate-at-voleon-574b26d2-0aca-41ef-b516-a1602266281c
**Canonical:** https://hotfix.jobs/jobs/compliance-operations-associate-at-voleon-574b26d2-0aca-41ef-b516-a1602266281c