# Senior Trading Associate

**Company:** [Farther Finance](https://hotfix.jobs/companies/farther-finance)
**Location:** Hybrid - Dallas, TX, Hybrid - New York, NY
**Role:** Other
**Experience:** 4+ years
**Skills:** Excel, Schwab, Fidelity, Pershing, Apex, Trade Execution, Order Management, Reconciliation, Portfolio Rebalancing, Finra, Sec
**Posted:** 2026-03-18

> Oversees full trade lifecycle in wealth management, executing trades across platforms, ensuring compliance and accuracy, and optimizing operations for multiple custodians. Requires 4+ years in trading operations, bachelor's in finance-related field, and proficiency in custodial platforms and Excel.

## Job Description

## Responsibilities
- Execute and manage trades across RIA advisory accounts and advisory platforms, ensuring accurate order entry, allocation, and settlement.
- Oversee the end-to-end trade lifecycle, including order management, trade confirmation, allocation, and post-trade reconciliation across equities, ETFs, mutual funds, and fixed income.
- Monitor trading activity to identify exceptions, discrepancies, or settlement breaks, and lead investigations through resolution.
- Partner with Compliance and Operations leadership to ensure adherence to FINRA, SEC, and firm trading policies.
- Support trade execution for advisors during large asset transitions, portfolio restructures, and client-driven trade activity, including portfolio rebalancing and model implementation.
- Identify opportunities to streamline trading workflows and reduce manual operational risk; partner with technology and operations teams to enhance trading systems and automation capabilities.
- Contribute to the design and documentation of scalable trading procedures and operational playbooks as the firm grows.

## Requirements
- Bachelor's degree in Finance, Economics, Business, or a related field.
- 4+ years of experience in trading operations, investment operations, or trade execution within wealth management, asset management, or broker-dealer environments.
- Strong understanding of trade execution workflows, order management systems, settlement and reconciliation processes, and portfolio rebalancing mechanics.
- Experience with custodial trading platforms (Schwab, Fidelity, Pershing, Apex, etc.) and advanced proficiency in Excel and data analysis.
- Demonstrated ability to operate in high-volume trading environments with exceptional accuracy, a risk-aware mindset, and comfort with technology-driven workflows.

## Nice-to-Haves
- Experience supporting both RIA trading environments and broker-dealer platforms.
- Active or interest in obtaining Series 7 and Series 63.
- Background in fast-growth fintech or technology-enabled wealth firms.
- Exposure to trading automation, process improvement, or system implementations.

## Compensation & Benefits
- Competitive comp package that rewards impact.
- Full health benefits + 401(k) matching & Roth IRA options.
- Unlimited PTO.

## Similar roles

- [Life Sciences Operator, Lead](https://hotfix.jobs/jobs/abe23392-3dd0-4216-a053-d81ffe679fc0) - Anthropic - San Francisco, CA - $300k – $320k/yr
- [AI & Automation Lead, Customer Operations](https://hotfix.jobs/jobs/7ab30468-4d5b-4e44-b662-ba1f220c82d2) - AlertMedia - Austin, TX
- [AI Education Lead](https://hotfix.jobs/jobs/38b6a5eb-9cdb-4be4-b75c-a54cfa71d563) - Basis - New York, NY - $100k – $300k/yr
- [Senior Influencer Manager](https://hotfix.jobs/jobs/f7fe2f87-4eac-4b91-a011-131a31bba5fa) - Airbnb - San Francisco, CA - $139k – $163k/yr
- [Lead, Network Connectivity & Strategy](https://hotfix.jobs/jobs/f59b2f37-4adc-4d72-ab15-f5d3d7b0432d) - Fluidstack - New York, NY - $200k – $300k/yr

**Apply:** https://hotfix.jobs/jobs/c61c1734-c2a1-4547-b2c3-38760c6a5b9c
**Canonical:** https://hotfix.jobs/jobs/c61c1734-c2a1-4547-b2c3-38760c6a5b9c