# Compliance Technology Associate

**Company:** [Polymarket](https://hotfix.jobs/companies/polymarket)
**Location:** New York, NY
**Role:** Other
**Skills:** cftc regulations 38.1051, cftc regulations 39.18, Regulatory Compliance, system safeguards, audit coordination, Risk Management, information security, business continuity, Penetration Testing, vulnerability testing, compliance documentation, regulatory filings
**Posted:** 2026-07-09

> Own day-to-day execution of Polymarket's CFTC system safeguards compliance programs (Regs 38.1051 and 39.18). Maintain documentation, coordinate audits/testing/remediation with Engineering, manage regulatory filings, and serve as liaison between Compliance and Technology teams.

## Job Description

## What You'll Do
- Draft, update, and version-control compliance policies, procedures, and self-certification filings related to system safeguards and electronic trading controls.
- Maintain all documentation required under CFTC Regulations 38.1051 and 39.18, including enterprise risk management, information security, and business continuity program records.
- Track penetration testing, vulnerability testing, and controls testing schedules. Coordinate with engineering to ensure tests are completed on time and findings are documented with clear remediation plans.
- Coordinate annual and special system safeguards reviews and audits conducted by independent third parties, managing logistics, information requests, and follow-up correspondence.
- Act as the primary liaison between Compliance and Technology teams to ensure safeguards documentation accurately reflects current infrastructure and controls.
- Support responses to CFTC examinations, inquiries, and requests for information related to technology and system safeguards matters.
- Monitor CFTC regulatory developments related to technology and system safeguards requirements and flag material changes to the Compliance Technology Lead with a summary of what they mean for our programs.

## What We're Looking For
- Direct experience with CFTC regulatory compliance, including familiarity with the filing and documentation requirements imposed on registered DCMs and DCOs.
- Working knowledge of CFTC Regulations 38.1051 and 39.18, including what each regulation requires in terms of documentation, testing schedules, and notification obligations.
- Proven ability to own compliance workflows end-to-end, including audits, gap analyses, and remediation tracking, without significant hand-holding from senior staff.
- Strong written skills. You can produce clean, precise compliance documentation and regulatory filings without a heavy editing pass from your manager.
- Ability to communicate regulatory requirements clearly to engineering and product teams. You can turn a CFTC rule into a concrete ask for a technical audience.
- Comfort working in a fast-moving environment where priorities shift and timelines are tight.
- (Plus) Prior experience working at a DCM or DCO.
- (Plus) Direct experience coordinating third-party system safeguards audits, including managing independent contractor relationships and CFTC correspondence related to audit findings.

## Benefits
- Competitive salary & equity
- Unlimited PTO
- Full Health, Vision, & Dental coverage
- 401k match
- Hardware setup: new MacBook Pro, big display, & accessories

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