# Clearing Operations Associate

**Company:** [Alpaca](https://hotfix.jobs/companies/alpaca)
**Location:** Remote
**Role:** Other
**Experience:** 3+ years
**Skills:** Corporate Actions, Dtc Corporate Action Web, Ice Ca Data, Bny Processing, Occ Option Ca, Brokerage Clearing, SQL, Metabase, Finra Sie, Series 7
**Posted:** 2026-07-13

> Process and reconcile domestic and international corporate actions (distributions, reorganizations, redemptions) for equities, fixed income, and options as primary owner in Alpaca's clearing back office. Requires 3+ years corporate actions experience, DTC web knowledge, and financial industry/regulatory expertise.

## Job Description

## Responsibilities
- Primary owner and processor for distributions (dividends, interest, etc), reorganizations (reverse splits, mergers, etc.), and redemptions (maturities, calls, etc).
- Review and validate corporate action event details with rigorous attention to accuracy before posting to customer accounts, minimizing risk of errors and potential firm exposure.
- Interface daily with external vendors and custodians (DTC, OCC, BNY, ICE) to confirm accuracy of event and allocation details.
- Balance and reconcile all corporate actions booked versus the corresponding suspense and wash accounts. Ensure the corporate action house accounts are balanced daily.
- Research breaks and open items to ensure they do not become aged.
- Serve as the subject matter expert (SME) for corporate actions for internal departments and external partners.
- Respond to corporate action related Zendesk tickets and handle voluntary corporate action requests.
- Enhance and iterate on procedures to incorporate new tasks, asset classes, and other processes.
- Assist on automation of daily self-clearing processes collaborating with engineering.
- Learn other areas in the clearing space to assist in downtime.

## Requirements
- 3+ years of Corporate Actions experience.
- Direct DTC Corporate Action Web experience.
- Knowledge of ICE CA data, BNY processing, OCC Option CA process.
- Knowledge of Brokerage Clearing operations and general knowledge of U.S. securities back office operations of a clearing firm.
- Knowledge of the Financial industry rules, regulations and laws.
- Ability to work independently in a remote environment with attention to detail as well as collaboratively within a team environment.
- Ability to work independently in a fast-paced environment with multiple priorities.
- Basic knowledge of SQL, Metabase, or other database coding language.
- Easily adapt between Microsoft and Google document and spreadsheet solutions.
- Must be able to change and adapt to the ever-changing regulatory landscape of the financial industry and be able to assist other functional areas when necessary.
- Possess a FINRA SIE or obtain within first 180 days of employment.
- Must follow company tenets: Stay Curious, Have Empathy, Be Accountable.

## Nice-to-Haves
- Associate’s degree in a business-related field and a minimum of five (5) years of experience in the areas of Corporate Actions, cash and securities reconciliation, accounting, banking, and/or financial services industry.
- Series 7.
- Experience processing CA on DTCC's portal.
- Experience with Slack.

## Compensation
- Competitive Salary & Stock Options.
- Health Benefits.
- New Hire Home-Office Setup: One-time USD $500.
- Monthly Stipend: USD $150 per month via a Brex Card.

## Similar roles

- [Public Policy Intern](https://hotfix.jobs/jobs/b7b90521-290e-4324-8db9-d9c514f48c17) - Cloudflare
- [Community Health Worker](https://hotfix.jobs/jobs/cc615c3b-8b6e-4f33-93d7-05ddda2eb7fa) - Waymark - Illinois - $48k – $55k/yr
- [Community Health Worker](https://hotfix.jobs/jobs/392fb480-5c78-49fb-a657-2c74ae315dcb) - Waymark - Illinois - $48k – $55k/yr
- [Community Health Worker](https://hotfix.jobs/jobs/9d1cf4ef-867a-456b-aa10-fea96b27dcb0) - Waymark - Illinois - $48k – $55k/yr
- [Global Operations Specialist](https://hotfix.jobs/jobs/2195d96e-6a3a-41c3-9555-89d26ff62364) - Flexport - Los Angeles, CA - $27 – $27/hr

**Apply:** https://hotfix.jobs/jobs/852e5495-e13f-4bc5-a51b-608bdde25443
**Canonical:** https://hotfix.jobs/jobs/852e5495-e13f-4bc5-a51b-608bdde25443