# Compliance, Regulatory Operations

**Company:** [Kalshi](https://hotfix.jobs/companies/kalshi)
**Location:** New York, NY
**Role:** Legal
**Salary:** $100k – $150k/yr
**Experience:** 4+ years
**Skills:** compliance monitoring, regulatory reporting, policy administration, Risk Management, cftc regulations, recordkeeping, vanta, employee training, remediation management, audit management
**Posted:** 2026-08-11

> Owns compliance monitoring, policy administration, training, regulatory reporting, and remediation processes for a regulated prediction-market exchange and clearinghouse. The role requires 4–7 years of relevant compliance or regulatory operations experience, with CFTC, DCM, or DCO expertise preferred.

## Job Description

## Responsibilities
- Own ongoing compliance monitoring and testing across Kalshi’s DCM and DCO regulatory obligations, documenting findings and driving remediation where necessary.
- Administer compliance policies and procedures, including version control, periodic reviews, governance tracking, and documentation of updates.
- Build and manage employee compliance training, certification, and attestation processes.
- Review marketing, partnership, affiliate, and other external-facing materials for compliance with applicable policies and regulatory requirements.
- Support audit trail reviews, transaction and regulatory reporting, recordkeeping obligations, and other requirements under the CFTC’s DCM and DCO regulatory frameworks.
- Administer compliance controls and evidence within Vanta and maintain regulator-ready documentation.
- Partner with Legal, Product, Operations, Marketing, and other teams to translate regulatory requirements into practical controls and operating processes.
- Track compliance gaps and remediation workstreams and ensure issues are resolved accurately and on time.
- Support CFTC examinations, Rule Enforcement Reviews, internal audits, and other regulatory or compliance reviews.
- Develop new trainings, controls, reports, and procedures as products and regulatory obligations evolve.

## Requirements
- 4–7 years of relevant compliance, regulatory operations, or risk experience, ideally within a regulated exchange, clearinghouse, financial institution, fintech, or consulting environment.
- Experience with CFTC-regulated entities and familiarity with DCM and/or DCO Core Principles and related regulatory requirements strongly preferred.
- Experience with compliance monitoring and testing, policy and procedure administration, regulatory reporting, recordkeeping, or similar compliance operations.
- Strong writing skills and comfort drafting and maintaining policies, procedures, controls documentation, and compliance records.
- Highly organized, detail-oriented, and able to manage recurring processes, deadlines, attestations, and remediation workstreams.
- Strong judgment and curiosity, with the ability to investigate gaps and develop a detailed understanding of business operations.
- Ability to translate regulatory requirements into practical processes, controls, and training.
- Comfortable operating in a fast-moving environment where processes are still being built and refined.
- Genuine interest in financial services compliance, particularly within the exchange, derivatives, or clearinghouse ecosystem.

## Compensation and Benefits
- Salary range: **$100,000–$150,000 annually**, plus equity and benefits.

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